OTS Trust and Asset Management Handbook
| Number | Issue Date | Title | Rescinded Date | Comment |
|---|---|---|---|---|
| TH 10 | 07/2010 | Using the Handbook | 01/06/2012 | Replaced4 by Comptroller's Handbook - Community Bank Supervision |
| TH 20 | 07/2010 | Trust and Asset Management Examinations | 01/06/2012 | Replaced4 by Comptroller's Handbook - Bank Supervision Process |
| TH 30 | 07/2001 | Supervision by Risk | 01/06/2012 | Replaced4 by Comptroller's Handbook - Community Bank Supervision |
| TH 40 | 07/2001 | Examination Planning and Control | 01/06/2012 | Outdated1 |
| TH 42 | 07/2001 | Useful Reports | 01/06/2012 | Replaced4 by Comptroller's Handbook - Community Bank Supervision |
| TH 50 | 07/2001 | Report Preparation and Issuance | 01/06/2012 | Replaced4 by Comptroller's Handbook - Community Bank Supervision |
| TH 60 | 07/2010 | Assignment of Ratings | 01/06/2012 | Replaced4 by Comptroller's Handbook - Bank Supervision Process |
| TH 70 | 07/2010 | Post Examination Activities | 01/06/2012 | Replaced4 by Comptroller's Handbook - Community Bank Supervision |
| TH 80 | 07/2001 | Examination Administration: Enforcement Activities | 09/09/2011 | Outdated1 |
| TH 90 | 11/2003 | Trust and Asset Management Trust-Only Examinations | 01/06/2012 | Replaced4 by Comptroller's Handbook - Bank Supervision Process |
| TH 100 | 07/2001 | Trust and Asset Management Activities | 01/06/2012 | Replaced4 by Comptroller's Handbook - Asset Management |
| TH 110 | 07/2001 | Fiduciary Duties, Risks and Liabilities | 01/06/2012 | Replaced4 by Comptroller's Handbook - Asset Management |
| TH 120 | 07/2001 | Applicable Laws | 01/06/2012 | Outdated1 |
| TH 130 | 07/2001 | Trust Powers | 01/06/2012 | Replaced4 by Comptroller's Handbook - Asset Management |
| TH 140 | 01/2010 | Document Custody | 05/17/2012 | Replaced4 by Comptroller's Handbook - Custody Services |
| TH 150 | 02/2010 | Pre-Need Funeral and Cemetery Trusts | 05/17/2012 | Replaced4 by Comptroller's Handbook - Personal Fiduciary Services |
| TH 160 | 05/2010 | Introduction to Individual Retirement Accounts | 02/14/2014 | Replaced4 by Comptroller's Handbook - Retirement Plan Products and Services |
| TH 200 | 07/2001 | Introduction to Management | 01/06/2012 | Replaced4 by Comptroller's Handbook - Asset Management |
| TH 210 | 07/2001 | Management Appraisal | 01/06/2012 | Replaced4 by Comptroller's Handbook - Community Bank Supervision |
| TH 220 | 07/2001 | Risk Management | 01/06/2012 | Replaced4 by Comptroller's Handbook - Community Bank Supervision |
| TH 300 | 07/2001 | Introduction to Operations and Internal Controls | 01/06/2012 | Replaced4 by Comptroller's Handbook - Asset Management Operations and Controls |
| TH 400 | 07/2001 | Introduction to Audits | 01/06/2012 | Replaced4 by Comptroller's Handbook - Internal and External Audits |
| TH 500 | 07/2001 | Introduction to Information Technology | 01/06/2012 | Replaced4 by Comptroller's Handbook - Community Bank Supervision |
| TH 600 | 07/2001 | Introduction to Earnings | 01/06/2012 | Replaced4 by Comptroller's Handbook - Community Bank Supervision. |
| TH 700 | 07/2001 | Introduction to Compliance | 01/06/2012 | Replaced4 by Comptroller's Handbook - Community Bank Supervision |
| TH 710 | 07/2001 | Introduction to Conflicts of Interest | 01/06/2012 | Replaced4 by Comptroller's Handbook - Conflicts of Interest |
| TH 720 | 07/2001 | Introduction to Personal and Court Accounts | 01/06/2012 | Replaced4 by Comptroller's Handbook - Personal Fiduciary Services |
| TH 730 | 07/2001 | Introduction to Employee Benefit Accounts | 01/06/2012 | Replaced4 by Comptroller's Handbook - Retirement Plan Services |
| TH 740 | 07/2001 | Introduction to Private Banking | 01/06/2012 | Outdated1 |
| TH 750 | 07/2001 | Introduction to Corporate Trust | 01/06/2012 | Outdated1 |
| TH 800 | 07/2001 | Introduction to Asset Management | 01/06/2012 | Replaced4 by Comptroller's Handbook - Asset Management |
| TH 810 | 07/2001 | Introduction to Portfolio Management | 01/06/2012 | Replaced4 by Comptroller's Handbook - Asset Management |
| TH 820 | 07/2001 | Introduction to Marketable Securities | 01/06/2012 | Replaced4 by Comptroller's Handbook - Asset Management |
| TH 830 | 07/2001 | Introduction to Mutual Funds | 01/06/2012 | Replaced4 by Comptroller's Handbook - Asset Management |
| TH 840 | 07/2001 | Introduction to Closely Held Business Interests | 01/06/2012 | Outdated1 |
| TH 850 | 07/2001 | Introduction to Real Estate Investments | 01/06/2012 | Replaced4 by Comptroller's Handbook - Asset Management |
| TH 860 | 07/2001 | Introduction to Miscellaneous Assets | 01/06/2012 | Replaced4 by Comptroller's Handbook - Asset Management |
| TH 870 | 07/2001 | Introduction to Insurance Products | 01/06/2012 | Replaced4 by Comptroller's Handbook - Asset Management |
| TH 880 | 07/2001 | Introduction to Common and Collective Funds | 01/06/2012 | Replaced4 by Comptroller's Handbook - Collective Investment Funds |
The reason each document is rescinded is noted as one of the following:
1 Outdated – The document is no longer needed. Any attachments to the document are rescinded only as they relate to national banks and federal savings associations.
2 Duplicative – The document transmitted interagency guidance that was issued jointly with the OCC. The rescission applies to the transmitting document only and not the attached interagency guidance. Thrifts are directed to use the OCC-issued document.
3 Conveyance – The document is a cover letter that merely conveyed another document. The rescission does not change the applicability of the conveyed document. To determine the applicability of the conveyed document, please refer to the original issuer of the document.
4 Replaced – The document and any attachments are superseded by OCC guidance.